WHAT IS FINRA?

FINRA is the Financial Industry Regulatory Authority

Carolina Fingerprinting in partnership with PrintScan offers electronic fingerprint submissions to FINRA.

PrintScan is an approved fingerprint Channeler to handle all your Electronic Fingerprint Submissions (EFS) to FINRA. PrintScan has worked closely with FINRA to become authorized to submit EFS under the guidelines established by the FBI and FINRA and is only one of thirteen companies in the United States to do so.

Carolina Fingerprinting, in partnership with PrintScan (a certified vendor) that offers a secure connection where fingerprints can be submitted electronically with results being delivered back to the broker dealer through FINRA CRD. Electronic Fingerprint submissions allow for faster processing times, higher quality fingerprints, reduced rejection rates, and lower FINRA fingerprint processing fees assessed to firms.

Carolina Fingerprinting offers our clients flexible and convenient options for submitting to FINRA Electronic Fingerprint Submissions at our Charlotte location or your location.

Carolina Fingerprinting offers our clients flexible and convenient options for submitting to FINRA